Jan 21, 2015 | Background Investigation News, Company News
Click to View Video re: E-Newsletter and FINRA Background Check Rule! CEO Mario Pecoraro announces Background Investigation E-Newsletter Highlights: * SEC Approves Background Check Rule for Financial Planners that will go into effect on July 1, 2015 * View the Latest...
Jan 12, 2015 | Background Investigations, Banking & Finance, BLOG
Photo Credit: Stephen Chernin/Getty Images; Money.CNN.com FINRA Background Check Rule Goes Into Effect 7/1/15; May prevent Bernie Madoff types from ripping off investors. A new FINRA (Financial Industry Regulatory Authority) background check rule goes...